Meet the Attorney Taking on the Predatory Brokerage Industry

The attorneys at Pulman, Cappuccio & Pullen have over 100 years of combined experience in securities litigation and broker-dealer fraud.

At Pulman, Cappuccio & Pullen, LLP, we take great pride in our work representing investors who have been wronged by their broker-dealer (stockbroker) or by their investment or financial advisor. Investors often turn their retirement savings over to a financial advisor who places their own best interest before that of their investors. Our excellent results have earned us a reputation for aggressive representation of our clients across Texas.

If you or your client might benefit from our expertise in this area of financial fraud, please contact Shari Pulman directly at (210) 892-0424 to schedule an appointment. Shari Pulman is a long-time member of the Public Investors Advocate Bar Association (PIABA) a nationwide organization of attorneys committed to protecting investors.

https://storystudio.mysanantonio.com/2023/02/meet-the-attorney-taking-on-the-predatory-brokerage-industry/

LATEST NEWS:

Fraud claims mount against San Antonio investment adviser Brooklynn Willy, her firm and others, Oct. 23, 2023.

Lawsuits are starting to pile up against San Antonio investment adviser and financial radio show host Brooklynn Chandler Willy and others over an investment scheme — involving the purchase of bad debt — that allegedly has begun to unravel.[read more]

Click to view the petition.

For a free consultation, call us at (210) 892-0424 or fill out the form below.
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Our lawyers have helped individual investors recover their losses against the following banks, registered investment advisors and brokerage firms:

 

  • Allen Financial Agency, Inc.

  • Ameriprise Financial Services

  • Banc of America Investment Services

  • Bank One Securities

  • Chase Investment Services, Inc.

  • Citi Bank / Salomon Smith Barney

  • Credit Suisse

  • Deutsche Bank

  • Dupre Financial Group

  • EDI Financial

  • EDU Trust Services

  • First Southwest Company

  • Investment Professionals

  • JP Morgan Chase

  • Lehman Brothers

  • Linsco Private Ledger Corp.

  • Lowell & Company

  • Lowell Asset Management, Inc.

  • Lowell Wealth Management Inc.

  • LPL Financial Services

  • Main Street Management

  • Merrill Lynch

  • Money Concepts Capital Corp.

  • Morgan Stanley

  • NEXT Financial Group

  • NewBridge Securities Corp.

  • Oppenheimer & Co.

  • Orr Financial Planning LLC

  • Paine Webber

  • Platinum Wealth Solutions of Texas

  • Prudential Securities, Inc.

  • Raymond James

  • RBC Dain Rauscher

  • Royal Alliance Associates

  • Rubicon Investment Management & Analytics, LLC

  • SagePoint Financial, Inc.